Audit Management


The audit process reviews the outputs of every one of your business processes by sampling records and interviewing employees and then compares this information to the planned provisions of the process to assess if the process is fulfilling its obligations as planned. When processes are carried out as planned you can assess their effectiveness, and when there is a problem corrective actions can be taken to address the root cause. In this way you can ensure that your business is functioning as expected. To make this process easier, the software in MyEasyISO provides everything you need to manage an audit process, from audit scheduling to reporting.

The Audit Management software module in improsys supports the entire internal audit process of audit management in your organization in a powerful and transparent workflow. Any compliance requirement, internal system or external protocol can be reflected in the audit software system. It offers a smart workflow through an interactive process for top-down planning and approval and bottom-up verification and control.

Support the entire internal audit management process

  • Audit management software supporting transparent workflow for planning, approvals, verification, and control
  • Ownership identification and corrective action management
  • Effective communication of findings and observations within the audit software system
  • Automatic notification of planned activities and reminders of due dates and deadlines
  • Standard protocol identification in accordance with ISO 9000 and 14000 standards and support of internal requirements identification

internal audit management process will be highly compatible with the standard audit management software workflow in improsys, covering everything from planning and execution to follow-up and analysis improsys.

Audit Management software module - key benefits:

  • Effective audit management software for streamlining identification, verification, and implementation of action plans and improvement initiatives
  • Requirements from recognized standards such as ISO 9000 and 14000 series are integrated
  • Different case types for planning, execution, and follow-up of audits
  • Allows tailoring of customer-specific preferences within audit management software
  • Flexible searches and report generation provided by the software module

Audit and Management Control Benefits

  • Enables systematic and workflow driven audit processes across the enterprise with standardized data collection to eliminate audit errors and inconsistencies
  • Facilitates a closed-loop audit cycle for recording findings, developing recommendations, and implementing action plans
  • Provides complete visibility into audit processes and metrics for better risk management and assured compliance
  • Strengthens the efficiency of the audit staff, enabling them to be focused on value-oriented functions such as analyzing and recognizing trends in the audit data

Audit software automates the process of preparing and executing audits by helping organizations analyze data, assess risks, track issues, report results and manage paperwork.

Audits are an internal or external review of a company’s financial information, business operations or ability to comply with regulations or guidelines.

Audits are an internal or external review of a company’s financial information, business operations or ability to comply with regulations or guidelines.

Audit management software helps companies streamline their audit processes and comply with regulations or internal policies. This type of software is used to define, implement, and monitor auditing procedures for multiple purposes, such as quality management, health, and safety, or environmental protection.

Audit Management Software simplifies the entire auditing process, from planning and scheduling to performing the audit. What Audit Management Software offers you is an easy way to perform the most challenging and complex audits simply and more efficiently

Simplify audit planning.
Why re-create when you can re-use? Audit Management lets you replicate your current audit programs to quickly plan upcoming quality audits. Standardized audit checklists and easy import capabilities prepare you to ask the right questions at the right time.

Improve audit management system efficiency.
Say goodbye to schedule conflicts. Automatic email notifications and calendar integration give you instant visibility into high-priority audits

and tasks. Our audit management software even helps you delegate audits or assign a specific criteria section to the right auditors.

Enhance auditor productivity with SmartSolve® Mobile Audit.
Don’t stress when your audit takes you to remote locations. Whether on a manufacturing floor, in a lab, or offsite at a remote facility, the SmartSolve® Mobile Audit software application gives you the flexibility to perform and review audits where a network connection may be limited or unavailable. You can easily download audit records and log audit results, evidence, and findings offline during the audit, and resync with your enterprise system to complete your audit workflow tasks.

Manage audit findings.
You’ve just recorded a finding. But what happens next? Audit Management takes the guesswork out of documenting findings and follow-up. You can rest assured that high-risk findings are automatically escalated for further investigation, while low-risk findings can be monitored for future recurrence. Plus, the audit management system’s streamlined workflow simplifies responses for multiple audit findings.

Share your results.
With a single click, create a final audit summary or explore trends in your audit findings within our prebuilt dashboards, or build your own dashboards to analyze your SmartSolve audit data. Whether you leverage SmartSolve quality audit software's built-in reporting capabilities or the powerful analysis tools within SmartSolve Quality Intelligence, you can easily distribute reports to share audit results and trends throughout your organization. And, you can use all the time you just saved with our audit management system software to focus on continuous improvement.

Tailor, extend, and integrate your quality processes.
Audit Management is developed on SmartSolve's Platform for Compliance. SmartSolve's Configuration Tools, Platform Services, and Enterprise Integration capabilities make it easy to tailor, extend, and integrate processes as the demands on your quality management system grow. Plus, Pilgrim's secure, cloud-based deployment options and automated validation tools help your team get up and running on new processes quickly.

There are three main types of audits: external audits, internal audits, and Internal Revenue Service (IRS) audits. External audits are commonly performed by Certified Public Accounting (CPA) firms and result in an auditor's opinion which is included in the audit report.

A quality management system audit evaluates an existing quality management program to determine its conformance to company policies, contract commitments, and regulatory requirements.

There are three main types of audits: external audits, internal audits, and Internal Revenue Service (IRS) audits.

The main objectives of Management Audit are:

  • To ensure optimum utilization of human resources and available physical facilities.
  • To point out deficiencies in objectives, policies, procedures and planning.
  • (c) To suggest improved methods of operations.

There are four main phases to an internal audit: Preparation, Performance, Reporting, and Follow Up. The first two of these phases can be broken down into a series of smaller steps. Selecting team members and appointing a lead auditor.

The checklist for any internal quality audit is composed of a set of questions derived from the quality management system standard requirements and any process documentation prepared by the company. The checklist is created in step two and used in step three of the Five main steps in ISO 9001 Internal Audit.

Advantages of Management Audit

It helps in decision-making areas such as make or buy, closing down of a unit, acquisition of a business, etc. So, it helps to the smooth operation of an organization. It examines the functions of management and identifies the strength and weakness in the management process.

An effective audit management system possesses the following key features: Manages complete audit lifecycle including audit planning, audit plans, checklists, field data collection, development of audit reports and corrective and preventive action recommendations.

“The basic principles for auditing standards are basic assumptions, consistent premises, logical principles and requirements which help in developing auditing standards and serve the Auditors in forming their opinions and reports, particularly in cases where no specific standards apply.”

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